SEC Form 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|Estimated average burden|
|hours per response:
1. Name and Address of Reporting Person*
|20374 SENECA MEADOWS PARKWAY|
2. Date of Event Requiring Statement
3. Issuer Name and Ticker or Trading Symbol
[ XON ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
||Officer (give title below)
||Other (specify below)
5. If Amendment, Date of Original Filed
6. Individual or Joint/Group Filing (Check Applicable Line)
||Form filed by One Reporting Person
||Form filed by More than One Reporting Person
|Table I - Non-Derivative Securities Beneficially Owned|
|1. Title of Security (Instr.
Amount of Securities Beneficially Owned (Instr.
||3. Ownership Form: Direct (D) or Indirect (I) (Instr.
||4. Nature of Indirect Beneficial Ownership (Instr.
Table II - Derivative Securities Beneficially Owned|
(e.g., puts, calls, warrants, options, convertible securities)
|1. Title of Derivative Security (Instr.
||2. Date Exercisable and Expiration Date
||3. Title and Amount of Securities Underlying Derivative Security (Instr.
||4. Conversion or Exercise Price of Derivative Security
||5. Ownership Form: Direct (D) or Indirect (I) (Instr.
||6. Nature of Indirect Beneficial Ownership (Instr.
||Amount or Number of Shares
|Explanation of Responses:|
|No securities are beneficially owned.|
||/s/ Vinita D. Gupta, by Donald P. Lehr, Power of Attorney
||** Signature of Reporting Person
|Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.|
|* If the form is filed by more than one reporting person,
|** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).|
|Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
Instruction 6 for procedure.|
|Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.|
POWER OF ATTORNEY
I, Vinita Gupta, do hereby constitute and appoint
Donald P. Lehr and Rick L. Sterling, my true and lawful
attorneys-in-fact, either of whom acting singly is hereby
authorized, for me and in my name and on my behalf
as a director, officer and/or shareholder of INTREXON
CORPORATION to (i) prepare, execute in my name and on my
behalf, and submit to the U.S. Securities and Exchange Commission
(the SEC) a Form ID, including any necessary amendments
thereto, and any other documents necessary or appropriate
to obtain codes and passwords enabling me to make electronic
filings with the SEC of reports required by Section 16(a)
of the Securities Exchange Act of 1934 or any rule or
regulation of the SEC in respect thereof; and (ii) prepare,
execute and file any and all forms, instruments or documents,
including any necessary amendments thereto, as such attorneys or
attorney deems necessary or advisable to enable me to comply
with Section 16 of the Securities Exchange Act of 1934 or
any rule or regulation of the SEC in respect thereof
(collectively, Section 16).I do hereby ratify and confirm
all acts my said attorney shall do or cause to be done by
virtue hereof. I acknowledge that the foregoing
attorneys-in-fact, serving in such capacity at my request,
are not assuming, nor is INTREXON CORPORATION assuming,
any of my responsibilities to comply with Section 16.
This power of attorney shall remain in full force and effect
until it is revoked by the undersigned in a signed writing
delivered to each such attorney-in-fact or the undersigned
is no longer required to comply with Section 16,
whichever occurs first.
WITNESS the execution hereof this 24th day of April, 2017.
/s/ Vinita Gupta