SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Frank Steven

(Last) (First) (Middle)
20374 SENECA MEADOWS PARKWAY

(Street)
GERMANTOWN MD 20876

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
INTREXON CORP [ XON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/20/2014 A 1,953 A $30.72 5,964 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Common Stock (Right to Buy) $30.72 03/20/2014 A 15,000 03/20/2014 03/20/2024 Common Stock 15,000 $0 15,000 D
Option to Purchase Common Stock (Right to Buy) $2.74 (1) 02/20/2018 Common Stock 8,571 8,571 D
Option to Purchase Common Stock (Right to Buy) $3.29 (1) 02/20/2019 Common Stock 2,857 2,857 D
Option to Purchase Common Stock (Right to Buy) $3.29 (1) 06/30/2020 Common Stock 2,857 2,857 D
Option to Purchase Common Stock (Right to Buy) $5.91 (2) 03/07/2021 Common Stock 2,857 2,857 D
Option to Purchase Common Stock (Right to Buy) $7.12 (3) 12/02/2021 Common Stock 8,571 8,571 D
Option to Purchase Common Stock (Right to Buy) $7.12 (4) 03/15/2022 Common Stock 2,857 2,857 D
Option to Purchase Common Stock (Right to Buy) $9.67 (5) 05/28/2023 Common Stock 2,858 2,858 D
Explanation of Responses:
1. These options are immediately exercisable.
2. 2,142 options are exercisable immediately; the remaining 715 options vest on January 1, 2015.
3. 4,285 options are exercisable immediately; the remaining options vest annually in increments of 2,143 on each of December 1, 2014 and 2015, respectively
4. 1,428 options are exercisable immediately; the remaining options vest annually in increments of 714 and 715 on each of January 1, 2015 and 2016, respectively.
5. 714 options are exercisable immediately; the remaining options vest annually in increments of 715, 714 and 715 on each of January 1, 2015, 2016 and 2017, respectively.
Remarks:
/s/ Steven Frank, by Donald P. Lehr, Power of Attorney 03/24/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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